Personal recommendations – when investment advice gets personal


Author: Katherine Foweather, Charles Proctor


Recent amendments to the scope of the regulated activity of advising on investments now make a distinction between “general advice” and “personal recommendations”. The FCA has recently issued some further guidance (PS18/3: Perimeter guidance on personal recommendations on retail investments) which provides some indications of the type of activities which, in the view of the FCA, could be considered to be personal recommendations.

Please see link below for full briefing.

Personal recommendations – when investment advice gets personal

 

Charles Proctor, Partner, Fladgate LLP (cproctor@fladgate.com)

Katherine Foweather, Senior Associate, Fladgate LLP (kfoweather@fladgate.com)

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